Audit Manager

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

Job Summary: The Audit Intelligence & Analytics (AIA) Associate role within the Internal Audit function is responsible for timely execution of analytics and automation for audit's financial crimes portfolio (i.e., Anti-Money Laundering, Sanctions, and Anti-Bribery and Corruption).  This role supports the advancement of analytics offerings and capabilities across the function, supporting AIA leadership.  The AIA Associate also supports the program through execution of strategic initiatives and projects which contribute to the achievement of departmental goals and objectives. Management or Supervision: No Major Responsibilities: Effectively manage peer and leadership relationships (internally and externally), clients and peers to mutually accountable, productive, respectful, and trusted level and exhibit a high standard of performance and professional conduct that will create a culture of integrity and inclusion; where all individual and departmental choices are rooted in good judgment and support MUFG's Principal of Ethics and Conduct. Accountable for the execution of assigned integrated AIA support hours for the financial crimes audit portfolio. Partners with AIA Team Lead and assigned domain (e.g., financial crimes) to assess and determine analytics integration / project opportunities. Manages individual assigned engagements to ensure timeliness and budgetary commitments (both independently and for the team), executes in compliance with AIA methodology inclusive of planning addendums, work papers, tollgates reviews, etc. Champion innovative solutions through support and identification of use-cases and pilot (e.g., Sustainable Ongoing Monitoring Tools, Text Analytics, Robotic Process Automation (RPA) and Artificial Intelligence). Assist in defining, tracking, monitoring and reporting on team’s progress; proactively raising concerns and developing/recommending solutions that enable the program to meet objectives timely and with quality. Assist with developing the strategy to increase automation with the goal to drive efficiencies within Internal Audit, particularly within high costs (significant hours) audits/jobs. Demonstrate professional skepticism and personal accountability. Education, Licensure, Year of Experience (and type of work experience): A Bachelor’s degree, preferably in Business Administration, Computer Information Systems, Computer Science or related business discipline at an accredited college or university. Professional auditing certifications, such as the CIA, CPA, or CFSA PMP preferred. Skills and Experience: Minimum of 5-6 years and/or equivalent of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies, including experience within business intelligence, data analytics, data science, or similar discipline. Experience preferred in financial crimes compliance audit or equivalent (e.g., BSA/AML, AB&C, Sanctions). Possesses project management skills; exhibits initiative and intuitive thinking; and demonstrates ability to meet strict deadlines. Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management. Employs critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment. Proficiency in technology as required for assigned areas (MS Office, SQL, Tableau, “R”, Python, SAS, etc.). Ability to travel may be required.