Associate, Coverage Advisory
Tasks
- Advise on transactional reporting system architecture updates
- Assist with CFTC sub certification process
- Conduct monitoring activities and desk reviews
- Develop regulatory reporting systems enhancements
- Enhance transaction reporting control framework
- Ensure compliance with swap dealer obligations
- Handle regulatory inquiries and requests
- Monitor regulatory changes
- Prepare and submit regulatory documentation
- Serve as liaison with government agencies
- Support FINRA SEC NFA and CFTC examinations
- Support transaction reporting requirements
- Train operations staff on regulatory issues
Perks/Benefits
- N/A
Skills/Tech-stack
CFTC | Cross-Functional Collaboration | Cross-functional | DTCC | Data Quality | Data analytics | Data quality analysis | Diagnostic Testing | Fixed Income | Functional collaboration | ISDA | OTC Derivatives | Power BI | Procedure writing | Quality analysis | Regulatory Reporting | Regulatory interpretation | SEC | SQL | Trade lifecycle | Trend analysis
Regions
Countries
States
Cities
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