Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)
125 Park Avenue TDS, New York, New York, United States
USD 100K-135K Mid-level Full Time
Tasks
- Advise business units on regulatory compliance requirements
- Assist data governance and quality strategy
- Create monitoring tools for surveillance anomalies
- Develop data quality framework for trade surveillance
- Enhance data pipelines and validation processes
- Implement controls to prevent recurrence
- Monitor data completeness and accuracy
- Perform issue resolution and root cause analysis
- Support ingestion transformation and validation of trading data
- Support reporting on data quality issues to senior management
Perks/Benefits
Skills/Tech-stack
Anomaly Detection | Cause analysis | Data Governance | Data Integrity | Data Management | Data Quality | Data Validation | Data pipeline | Machine Learning | Python | Regulatory Compliance | Risk Management | Root Cause Analysis | Root cause | SQL | Surveillance Data Management | Surveillance data | Trade Surveillance
Education
Bachelor of Arts | Bachelor of Engineering | Bachelor of Science
Regions
Countries
States
Cities
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